Project
Advisor Check
Compliance-aware AI for NerdWallet's registered investment advisor line.
- 907-test Jest suite
- Playwright e2e
- Live in production
Advisor Check is an AI product for NerdWallet Advisors, a legally separate registered investment advisor line. Marketing copy for an RIA has to satisfy SEC Marketing Rule and FINRA 2210. Generic LLM output is not good enough.
What I built
A live product on Cloudflare Pages and Workers with Okta OIDC and group-based admin auth. 110+ PRs, 907 Jest tests, Playwright end-to-end coverage.
I authored two agent skills from counsel review: a legal-compliance skill with 16 LC checkpoints (SEC Marketing Rule, FINRA 2210) and a security counterpart. The system grounds claims in regulation, not vibes.
Why it matters
This is AI in a regulated context: compliance rules encoded as skills, test coverage treated like production software, and infra isolated from the rest of NerdWallet because the RIA is a distinct legal entity.
Live at advisor-check.nerdwalletadvisors.com.